Bank IT Controls Review

FFIEC/FDIC/GLBA/FACTA

Our Information Security Managerial Controls Review (MCR) assesses the organization’s security program including:

• Policy Documentation

• Information Systems Policies Review and Assessment

• Procedure Documentation

• Technical Controls and Aggregate Security

Through interviews, documentation review, and testing, E3 evaluates an organization’s adherence to a desired standard. This standard can be a specific security standard (like NIST) or industry best practice. Managerial and operational (policies and procedures) controls are the foundation of all organizational security controls.

IT managerial and operational controls should set the tone for the organization with regard to information security. For 20 years, E3 has been providing banks and other financial institution with GAP assessments for their IT controls based on FFIEC, GLBA, FDIC, FACTA and state examination standards.